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Compliance & Regulation

Breaking News

Etrali Trading Solutions Launches Compliance Suite

April 9, 2014 - Compliance officers just got a new tool to help govern the trading process from Etrali - the Etrali Check Suite.

Nasdaq and Catelas Join to Offer Compliance and Investigative System

April 2, 2014 - Exchange operator NASDAQ OMX and Catelas have joined together to bring advanced compliance supervision and investigative capabilities to the financial market.

Misys Launches EMIR Reporting Service for Derivatives

April 1, 2014 - Misys has launched a new regulatory reporting service, enabling institutional investors comply with new European Market Infrastructure Regulation reporting requirements for derivatives.