Compliance & Regulation
April 9, 2014 - Compliance officers just got a new tool to help govern the trading process from Etrali - the Etrali Check Suite.
April 2, 2014 - Exchange operator NASDAQ OMX and Catelas have joined together to bring advanced compliance supervision and investigative capabilities to the financial market.
April 1, 2014 - Misys has launched a new regulatory reporting service, enabling institutional investors comply with new European Market Infrastructure Regulation reporting requirements for derivatives.
May 4, 2009 - Financial firms are voicing concerns about the operational and systems changes required to accommodate the IRS's new cost-basis reporting mandate.