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Financial Reform 2010: "Mild" Change May Be Result of Weakened Final Package

Despite the impending retirement of Senate Banking Committee Chairman Christopher Dodd, D-CT., the Senate is likely to pass a financial regulatory reform package that is weaker than the version approved by the House on December 11.

Block Trades Getting Placed on Alternative Blotters

Liquidnet has long touted its access to roughly 2.6 billion shares of buy or sell orders that it monitors on its members' trade blotters for potential matches-an approach it pioneered-as proof of just how liquid its electronic trading network is.

In Icap's World,Offense is the Best Defense

ICAP is investing millions to diversify its business beyond being the world's largest inter-dealer broker of U.S. Treasury bonds, foreign exchange and interest rate swaps.

Articles from this Site

• BATS Gets OK to Start Rewards Program for Market Makers

• Merrill Lynch Ordered to Pay $1.4M To Investor

• Ex-Bankers 'Mismarked' Bonds at Credit Suisse

• EU Stops Deutsche Boerse-NYSE Merger

Special Reports

• After VaR: Q&A with Ron Papanek

• Europe's Challenge

• Keep Out, At Your Own Risk

• NSX Cuts In

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Supplements

• E-Mail Archiving Growth Fueled by Federal Rule Changes

• MiFID Brings New Trading, Data Management Opportunities

• Side Letters and Side Pockets: Back Office Time Bombs?

• One-Size-Fits-All Compliance Comes up Short

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White Papers & Research

• No Time For Declarations Of Victory: Protecting Customers Beyond Compliance Deadlines

• Risk Management and Compliance: Impact on Financial Institutions

• Effective Corporate E-mail Compliance

• IT Asset Management: Saving Money, Reducing Risk

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Web Seminars

• Critical Insights into the New Proposed Cost Basis Regs for Debt & Options

• Deciphering Critical Cost Basis Reporting Issues Impacting Mutual Funds, ETFs & DRP Shares

• Understanding the final cost basis regulations