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SEC's "Naked" Proposal May Hurt Small Dealers

The Securities andExchange Commission posted proposed rules Wednesday that would require all broker-dealers to apply pre-trade risk checks on any orders-for customers or their own accounts-executed over market centers to which they provide access.

Direct Edge Picks Up Where ISE Left Off

How can an exchange transform its technology infrastructure in order to handle unprecedented growth in the amount of market data and reduce latency, at the same time?

Derivatives Regulation Could Be Bonanza for Clearing Houses

When the House passed The Wall Street Reform and Consumer Protection Act on December 11, Congress acted for the first time to regulate over-the-counter derivatives, a significant part of the financial markets that played an important role in the financial meltdown-and that still poses a potential risk to the broad economy.