Former Legg Mason CFO Barred from Industry
August 29, 2012
The former CFO and Treasurer of Legg Masons fixed income funds has been barred from the securities industry for altering books and records of one of the funds.
All SecuritiesTechnologyMonitor.com articles are archived after 7 days. REGISTER NOW for unlimited access to all recently archived articles, as well as thousands of searchable stories. Registered Members also gain access to exclusive industry white paper downloads, web seminars, and conference discounts. Qualified members may also choose to receive our our e-newsletters covering the latest breaking news, opinions from industry leaders, developing trends and topics that matter to the effective operation of capital markets.