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Extension for Audit Trail of Stock, Options Trades Up in Air

CAT’s Got Industry’s Tongue

January 11, 2013
Tom Steinert-Threlkeld

The SEC says no decision has been made on a request from the nation’s stock exchanges to extend the timeline for delivering a plan for a Consolidated Audit Trail of all stock and options transactions by eight months. But none of the parties are talking about the fact that the regulator may have no choice but to go along.

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