November 7, 2012

SEC Extends Filing Deadlines After Hurricane Sandy

By Kenneth Corbin

Login for Registered Users:

Log in below to email an article:

Email Address:
Password:

• Forgot my password
• Register Now

Articles from this Site

• SIFMA Names Judd Gregg CEO

• Nasdaq Won’t, FINRA Will Bid on Consolidated Audit Trail

• 10-Second Rule Adopted for Reporting Transactions

• TECH TICKER …
  U.K. Authority Goes Live With Nasdaq Surveillance Technology

Special Reports

• After VaR: Q&A with Ron Papanek

• Europe's Challenge

• Keep Out, At Your Own Risk

• NSX Cuts In

---

Supplements

• E-Mail Archiving Growth Fueled by Federal Rule Changes

• MiFID Brings New Trading, Data Management Opportunities

• Side Letters and Side Pockets: Back Office Time Bombs?

• One-Size-Fits-All Compliance Comes up Short

---

White Papers & Research

• No Time For Declarations Of Victory: Protecting Customers Beyond Compliance Deadlines

• Risk Management and Compliance: Impact on Financial Institutions

• Effective Corporate E-mail Compliance

• IT Asset Management: Saving Money, Reducing Risk

---

Web Seminars

• Corporate Action Taxability of the ‘Fourth Kind’—Challenges Booking Events when Companies Move Offshore

• Are you Ready for Phase 3 of Cost Basis Compliance? Deciphering the complexities of debt & options reporting

• Separating Sara Lee—Deciphering the Taxation of this Highly Complex Spin-Off

• Critical Insights into the New Proposed Cost Basis Regs for Debt & Options