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SIFMA Seeks Role in Oversight of Audit Trail

March 28, 2013
Tom Steinert-Threlkeld

A trade group that represents securities firms, banks and asset managers Thursday called on for its members to be involved in the design and governance of the system that will take in all stock and options transaction information overnight, for federal regulators. Development of the consolidated audit trail, SIFMA said, should be used to eliminate duplicative industry rules and trade reporting mechanisms.

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