White Paper Index
Posted: November 14, 2013
The Compliance Accelerator for Financial Services will help financial institutions organize,understand and use sophisticated tradeoff analysis and financial modeling to plan and execute responses to changing regulations. The adoption of this accelerator can help dramatically reduce the costs and risks of compliance management,while improving enterprise-wide collaboration and visibility as well as audits and reporting.
Posted: July 11, 2013
Todays compliance and risk management professionals need monitoring tools that provide them with the same view of the market as the traders whose activity they are monitoring. And it is essential that regulators be able to monitor markets across multiple venues and asset classes, as if they were looking at a single venue. This insightful paper explores the practical and business imperative for cross-market surveillance.
Posted: January 31, 2013
The accuracy and precision of the time delivered to an application program is a key factor. This whitepaper explores the challenges in delivering sub-microsecond accurate time to a Linux program, and it will present IEEE 1588 Precise Time Protocol (PTP) solutions and test data showing how to overcome those challenges.
New IRS Cost Basis Reporting Proposed Regulations: Analysis of the Details & the Impact on Brokers and Transfer Agents
Posted: March 3, 2010
Analyzing the IRS cost basis reporting regulations Critical updates for brokers & custodians on the new proposed regulations, an insightful must-read whitepaper authored by cost basis reporting law subject matter expert, Stevie D. Conlon, Tax Director & Counsel, Securities Tax Solutions including GainsKeeper, Wolters Kluwer Financial Services. Learn more about the cost basis reporting law at www.costbasisreporting.com.
Posted: February 4, 2010
New legislations can be complex and therefore confusing. This white paper highlights how the Emergency Economic Stabilization Act has impacted the way we have to look at cost basis reporting. Well take a look at BETA Systems, a back office brokerage processing system, is preparing for the issues that arise with the passing of such acts. Taking the appropriate business and technology steps now can help you greatly in the future.
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