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DirectMarkets Unveils Capital Formation Platform

Kevin Lupowitz, CEO of DirectMarkets talks about his company’s new capital formation platform, which is designed to electronically link public companies with the investing community.

SIFMA OPS 2013: Legislation, Regulation, Implementation

May 6, 2013

The issues are big and many. But the rules are getting written and the securities industry is starting to implement many. Here's Tom Price, SIFMA's managing director of operations and technology, on the challenges firms are facing coming out of the 2013 operations conference.

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How The Accelerated Pace Of Technology Will Affect Wall St.

June 20, 2012

The speed at which new technology is emerging continues to accelerate, promising to radically change world economies and the financial services industry.

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SIFMA's Tom Price: Industry Needs Central LEI Overseer

June 20, 2012

Tom Price, managing director and head of the Technology, Operations, and Business Continuity Planning Group at SIFMA, talks about the need for a central body to oversee Legal Entity Identifiers.

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Nasdaq OMX's Latest Tech Moves

June 20, 2012

Paul McKeown, VP of Market Technology at Nasdaq OMX, talks about the exchange's newest products, its acquisition of BWise and its recent international deals.

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The Importance Of Proper IT Disposal

June 19, 2012

IDC Research Director David Daoud on the security and compliance issues that arise during the disposal of Wall St. computer assets.

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What’s New At The FICC

May 10, 2012

Murray Pozmanter, a managing director at DTCC, talks about the launch of CCP for MBS and other new initiatives at the Fixed Income Clearing Corporation.

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What’s New At The FICC

May 10, 2012

Murray Pozmanter, a managing director at DTCC, talks about the launch of CCP for MBS and other new initiatives at the Fixed Income Clearing Corporation.

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The Benefits Of LEIs

May 10, 2012

Thomas Price, SIFMA’s managing director of operations, technology and business continuity planning, talks about where we are in process of implementing Legal Entity Identifiers (LEIs) and the benefits that will be realized once they are in place.

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How E-Delivery Changes The Customer Experience

May 10, 2012

Rob Krugman, Broadridge Financial Solutions’ vice president of digital strategy, shares his insights on how e-delivery and the services that come with it will transform customer engagements.

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Are Financial Services Firms Ready For FATCA?

May 9, 2012

Mike Wade, Director, Deloitte & Touche’s Capital Markets Technology Services, talks about the readiness of financial services firms as we approach Jan. 1, 2013, the date the Foreign Account Tax Compliance Act (FATCA) becomes effective.

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LEIs In The Real World

May 9, 2012

Denis Mayer, competency lead at Knowledgent, talks about where organizations are in the implementation of Legal Entity Identifiers (LEIs) and discusses the best practices being established by industry leaders.

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Meeting The Challenges of LEIs

May 9, 2012

Deborah Culhane, the chief operating officer of Fidelity ActionsXchange, talks about some of the obstacles organization may face in implementing Legal Entity Identifiers (LEIs)and how to overcome them.

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Bodson: Use 2013 as Springboard to Settling Deals Faster

May 8, 2012

An exclusive interview with Michael C. Bodson, the chief operating officer of the Depository Trust & Clearing Corp., on a study starting the week of May 7 that will look at whether to move the securities industry to two- or one-day settlement, from three.

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SIFMA OPS 2012: What's the Best Way to Settle Stock Trades?

May 8, 2012

Michael C. Bodson, the chief operating officer of the Depository Trust & Clearing Corp., weighs in on what regulatory measures should be in place and how long it should take to settle stock trades.

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