"Large Trader Reporting" and STA's 2012 Regulatory Dashboard
Sponsor: STA Foundation
Date: February 15, 2012 12:00PM
With the April 30, 2012 "Large Trader Reporting", ("LTR") compliance deadline approaching, please join us for a complimentary web seminar, where LTR and other regulatory issues in the coming year will be discussed.
STAs CEO & President will present a high-level summary of our organizations principal regulatory issues in 2012. Also, participating in this web seminar will be Manisha Kimmel, Executive Director of Financial information Forum, FIF, who will provide an update on the implementation of LTR including:
- Large Trader Reporting impact on Buy-Side and Sell-Side
- Large Trader FAQs
- Electronic Blue Sheets record layout changes
- FIF Requests for Relief on LTR
In their presentation, both speakers will also address the implications LTR will have on the much anticipated Consolidated Audit Trail (CAT).
Trading desk managers, compliance personnel, as well middle and back office employees at buy and sell side firms should strongly consider attending. In addition, non self clearing firms and firms in sponsored access arrangements will want to be informed.
Other areas of interest